Investment services and brokerage

Registered constituent document and the access code (description) to the results of administrative services. (Regulations of public-law legal entities approved by administrative acts of the President of Ukraine, a state authority or a local self-government body do not require certification. Public-law legal entities operating on the basis of laws do not submit a constituent document. If the legal entity operates on the basis of a model charter, a copy of the decision on its establishment signed by all founders is submitted, or the decision of the authorized governing body of the legal entity to switch to operating under the model charter, with copies of amendments to it (if any), or the access code to the results of administrative services)

Extract from the Unified State Register of Legal Entities, Individual Entrepreneurs and Public Organizations

Documents confirming the appointment of persons authorized to act on behalf of the legal entity without a power of attorney (minutes, order)

Power of attorney (if a person acts on behalf of the legal entity under a power of attorney)

Copy of the passport and taxpayer identification number certificate of the director and the authorized person (certified by the holder’s signature)

Original or copy of a document containing bank account details

Ownership structure chart

Financial statements for the last tax period

Licenses (if any)

Legal entity questionnaire for identification purposes

Other documents and information required to verify, in accordance with subclause 69.8.2 of clause 69.8 of Article 69 of the Tax Code of Ukraine, the tax residency status of the legal entity and the tax residency of its ultimate beneficial owners. Such documents may include, in particular but not limited to: for a resident legal entity: a certificate of tax payment in a foreign country, etc.; for an individual who is the ultimate beneficial owner of a resident legal entity: a passport of a citizen of Ukraine or another country; a permanent or temporary residence permit in Ukraine or other countries; immigration cards; certificates from the border services of Ukraine and other countries; a passport for travel abroad with border-crossing stamps of Ukraine and other countries; information on accrued income and taxes withheld in Ukraine and other countries; documents confirming the registration of the individual as a business entity or self-employed person in Ukraine or other countries